Webcast: Limited-Scope Audits of 401(k) Plans (XCADEB17)
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Auditing 401(k) Plans is focused on "limited-scope" audits which comprise over 80% of the audits filed with the Department of Labor. We will take a practical, hands-on approach to performing these engagements in a manner that complies with all professional requirements.

 Export to Your Calendar 9/7/2017
When: 09/07/2017
8:30 AM until 4:00 PM
Where: Webcast
CALCPA
4173269C
United States
Presenter: Howard Sibelman


Online registration is available until: 9/5/2017
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Acronym XCADEB17
CPE 8 hours
Vendor CalCPA
Category
Accounting & Auditing
Level Beginning
Prerequisite None
Adv Prep None required but reviewing the EBP AA Guide in advance would be helpful.
Yellow Book? No
Designed for CPAs that perform audits of 401(k) plans.
Registration
Member $245
CPA Non-Member $375

The Member rate applies to LCPA members, other state society members, and non-CPA staff of LCPA members. To register online, use the ‘Register’ button above. To register by phone, call the LCPA Member Service Center at 800.288.5272 or 504.464.1040, Monday through Friday, 8am to 5pm.

Course Description

Auditing 401(k) Plans is focused on "limited-scope" audits which comprise over 80% of the audits filed with the Department of Labor. We will take a practical, hands-on approach to performing these engagements in a manner that complies with all professional requirements.

Materials are provided as an ebook for this course.

Objectives

  • Identify the requirements CPAs should follow when performing an audit of a 401(k) plan.
  • Recognize the authoritative literature applicable to performing an audit of a 401(k) plan.
  • Become familiar with the contents of the authoritative literature.
  • Identify the trends in the profession and recognize the imminent changes to the professional landscape of performing audits of 401(k) plans.

Major Topics

  • Requirements to meet when the client selects the "limited-scope" audit option.
  • Testing participant data.
  • AICPA Audit and Accounting Guide "Employee Benefit Plans."